Compliance Analyst - Investments Compliance

Ontario Teachers' Pension Plan

  • Toronto, ON
  • Permanent
  • Full-time
  • 1 month ago
The opportunityThe Compliance Department’s vision is to be a trusted partner and advisor to help Teachers’ business divisions effectively balance risk, regulatory compliance, and related best practices in accordance with Ontario Teachers’ risk tolerance and to help build a sustainable culture of compliance.The Compliance Analyst will primarily focus on the administration and monitoring of Investments’ Compliance daily activities but will be expected to assist in other Investments Compliance matters as needed.Who you'll work withThe Compliance Analyst will provide a direct resource to the Senior Manager, Corporate and Investments Compliance, and will work closely with other members of the Compliance Department, as well as various business units within Teachers'.What you'll doPrepare daily regulatory packages, escalating issues to relevant parties where required, ensuring accuracy and timeliness, and bringing escalated issues to resolution.Prepare and/or review all external regulatory filings (e.g. SEC, OSC, CFTC, ESMA, CSRC, Natural Resources Canada, Lobbying Acts, etc.)Identify and update procedures and guidelines designed to facilitate compliance with applicable laws and regulationsIndependently identifies improvements to existing compliance processes, controls, and reportingDevelop and implement periodic regulatory compliance reporting to senior management and the board through Power BISupport and/or facilitate in-person employee training when requiredAct as a trusted partner in using discretion to manage and analyze information that can be confidential and/or personal in natureWhat you'll needA bachelor's degree in business, finance, accounting, or a related field3 -5 years of experience in asset management, financial operations, and/or other financial industry compliance experienceDemonstrated subject matter knowledge in asset classes such as equities, fixed income, derivatives, options, futures, and commodities or various combinationsStrong analytical and computer skills, including Microsoft Outlook, Word, and Excel. Experience with Adobe PDF, Power BI, Microsoft Teams, PowerPoint, VBA, macros, or SQL querying is considered an assetEffective and proven communicator with individuals at varying levels within an organizationProven self-starter operating with a strong sense of urgency, multi-tasking, organized and meeting competing priorities and multiple deadlines without compromising quality#LI-RM1#LI-HybridWhat we’re offeringPay-for-performance environment that offers competitive salary and incentiveNumerous opportunities for professional growth and developmentComprehensive employer paid benefits coverageRetirement income through a defined benefit pension planThe opportunity to invest back into the fund through our Deferred Incentive ProgramA flexible/hybrid work environment combining in office collaboration and remote workingCompetitive time offOur Flexible Travel Program gives you the option to work abroad in another region/country for up to a month each yearEmployee discount programs including Edvantage and PerkopolisAt Ontario Teachers', diversity is one of our core strengths. We take pride in ensuring that the people we hire and the culture we create, reflect and embrace diversity of thought, background and experience. Through our Diversity, Equity and Inclusion strategy and our Employee Resource Groups (ERGs), we celebrate diversity and foster inclusion through events for colleagues to connect for professional development, networking & mentoring. We are building an inclusive and equitable workplace where our talent is respected, accepted and empowered to be themselves. To learn more about our commitment to Diversity, Equity and Inclusion, check outHow to applyAre you ready to pursue new challenges and take your career to the next level? Apply today! You may be invited to complete a pre-recorded digital interview as part of your application.Accommodations are available upon request (peopleandculture@otpp.com) for candidates with a disability taking part in the recruitment process and once hired.Candidates must be legally entitled to work in the country where this role is located.The privacy of your personal information is important to us. Please visit our to learn how we handle your personal information.Functional Areas: Legal & Corporate AffairsRequisition ID: 5719

Ontario Teachers' Pension Plan