Chief compliance officer jobs

Chief Compliance Officer

Klopp Richardsand Associates - Calgary
Job Description Our client, a mature and bold fund manager firm is seeking a CCO to join their dynamic team. Our ideal candidate is based in Calgary, and has a strong tenure in fund administration and IR.
5 days ago, source: adzuna

Chief Compliance Officer

Embark Student Corp. - Mississauga
Job Description Job Description Description Exciting news! Embark is moving its headquarters to the financial district in Toronto, ON. effective Q2 2026 !
7 days ago, source: adzuna

Chief Compliance Officer (CCO)

Agentis Capital - Toronto
Job Description Job Description Our Firm: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution.
6 days ago, source: adzuna

Chief Compliance Officer

None - British Columbia
At Gofaizen & Sherle, we provide legal, compliance, licensing, accounting, and HR solutions to help fintech businesses establish and scale operations across jurisdictions.We represent several MSB-licensed clients in Canada operating in the crypto ...
14 days ago, source: adzuna

Chief Compliance Officer

Klopp Richards & Associates - Calgary
priority. Reporting to Senior Leaders, duties will include; Compliance with securities laws and N1 31-103 & NI 81-102... Review and approval of communication (client), documentation, presentations and regulatory disclosures Compliance...
6 days ago, source: Careerjet

Chief Compliance Officer

KOHO - Canada
About KOHO We’re on a mission to make financial services better for every Canadian. That means no hidden fees, no predatory interest rates - just financial products designed to help our users spend smart, save more, and build real wealth.
32 days ago, source: adzuna

Managing Director, Chief Compliance Officer

SMBC - Toronto
Purpose of Position This position is responsible for ensuring Canada Branch operations are meeting regulatory standards; advises senior management on local regulations, regional office (Americas Division) and Head Office (Japan) internal policies ...
41 days ago, source: adzuna

Compliance Manager, Sustainalytics

Morningstar - Toronto
The Role: This role sits within Morningstar Sustainalytics. As a Compliance Manager, you will be responsible for supporting the Compliance Programs for Morningstar’s Sustainalytics ESG business.
4 days ago, source: adzuna

Managing Director, Chief Compliance Officer

Sumitomo Mitsui Banking Corporation - Toronto
with Canadian authorities (regulators) as (1) Chief Compliance Officer (CCO); (2) Chief Privacy Officer and directly supervising..., Chief Compliance Officer of SMBC Americas Division, various vertical heads of CPAD, Head Office supervisory ...
41 days ago, source: Careerjet

Senior Compliance Manager

Mogo Finance Technology Inc. - Québec
Job Description Job Description Senior Compliance Manager We’re hiring a Senior Compliance Manager for MogoTrade, a subsidiary of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects ...
8 days ago, source: adzuna

chief financial officer
senior compliance manager

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