Chief Compliance Officer
Klopp Richardsand Associates - CalgaryJob Description Our client, a mature and bold fund manager firm is seeking a CCO to join their dynamic team. Our ideal candidate is based in Calgary, and has a strong tenure in fund administration and IR.
5 days ago, source: adzuna
Chief Compliance Officer
Embark Student Corp. - MississaugaJob Description Job Description Description Exciting news! Embark is moving its headquarters to the financial district in Toronto, ON. effective Q2 2026 !
7 days ago, source: adzuna
Chief Compliance Officer (CCO)
Agentis Capital - TorontoJob Description Job Description Our Firm: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution.
6 days ago, source: adzuna
Chief Compliance Officer
None - British ColumbiaAt Gofaizen & Sherle, we provide legal, compliance, licensing, accounting, and HR solutions to help fintech businesses establish and scale operations across jurisdictions.We represent several MSB-licensed clients in Canada operating in the crypto ...
14 days ago, source: adzuna
Chief Compliance Officer
Klopp Richards & Associates - Calgarypriority. Reporting to Senior Leaders, duties will include; Compliance with securities laws and N1 31-103 & NI 81-102... Review and approval of communication (client), documentation, presentations and regulatory disclosures Compliance...
6 days ago, source: Careerjet
Chief Compliance Officer
KOHO - CanadaAbout KOHO We’re on a mission to make financial services better for every Canadian. That means no hidden fees, no predatory interest rates - just financial products designed to help our users spend smart, save more, and build real wealth.
32 days ago, source: adzuna
Managing Director, Chief Compliance Officer
SMBC - TorontoPurpose of Position This position is responsible for ensuring Canada Branch operations are meeting regulatory standards; advises senior management on local regulations, regional office (Americas Division) and Head Office (Japan) internal policies ...
41 days ago, source: adzuna
Compliance Manager, Sustainalytics
Morningstar - TorontoThe Role: This role sits within Morningstar Sustainalytics. As a Compliance Manager, you will be responsible for supporting the Compliance Programs for Morningstar’s Sustainalytics ESG business.
4 days ago, source: adzuna
Managing Director, Chief Compliance Officer
Sumitomo Mitsui Banking Corporation - Torontowith Canadian authorities (regulators) as (1) Chief Compliance Officer (CCO); (2) Chief Privacy Officer and directly supervising..., Chief Compliance Officer of SMBC Americas Division, various vertical heads of CPAD, Head Office supervisory ...
41 days ago, source: Careerjet
Senior Compliance Manager
Mogo Finance Technology Inc. - QuébecJob Description Job Description Senior Compliance Manager We’re hiring a Senior Compliance Manager for MogoTrade, a subsidiary of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects ...
8 days ago, source: adzuna
