Chief Compliance Officer
Klopp Richards & Associates - Calgarypriority. Reporting to Senior Leaders, duties will include; Compliance with securities laws and N1 31-103 & NI 81-102... Review and approval of communication (client), documentation, presentations and regulatory disclosures Compliance...
7 days ago, source: Careerjet
Senior Compliance Officer, Compliance Program Management
CIBC - Toronto, Automation, and Governance, the Compliance Officer, Technology Governance is responsible for ensuring the successful execution...
3 days ago, source: Careerjet
Compliance Officer (Compliance Program Transformation)
CIBC - Toronto, Automation, and Governance, The Compliance Program Transformation Manager, is responsible for performing important surveillance... and analytical functions to support CIBC’s Capital Markets Compliance program. The Compliance Program Transformation
3 days ago, source: Careerjet
